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Manager, Brokerage Operations Control
- Type:
- Full Time
- Location(s):
- Frisco, TX 75034, United States
- 8500 Andrew Carnegie Boulevard, Charlotte, NC 28262, United States
- 3965 Dallas Parkway, Frisco, TX 75034, United States
- Date Posted:
- Salary:
- Base Pay Range: $75,300/yr - $106,300/yr
- Job Posting End Date:
- 2025-05-22-07:00
- Job ID:
- R250200182
Brokerage Services and Support
Manages all transaction processes and delivery of services; ensures that other retail operations are fulfilled for the bank.
Key Responsibilities and Duties
Career Level
7PL
Manages all transaction processes and delivery of services; ensures that other retail operations are fulfilled for the bank.
Key Responsibilities and Duties
- Provides leadership, coaching, and process improvement initiatives that are necessary to improve the operational efficiency of all retail businesses.
- Implements structure to ensure a high delivery of service standards by automating, centralizing, eliminating, and streamlining processes and procedures.
- Works closely with operations managers, branch managers, and internal auditors to develop a control strategy for all retail businesses.
- Ensures compliance with corporate and regulatory procedures (e.g., Know Your Customer, Anti-Money Laundering, Fraud Prevention, etc.) by implementing and monitoring operational processes.
- 3 Years Required; 5 Years Preferred
- No Advanced Degree Required, Preferred
- SRC Indicator: Series 7; Series 63; Series 24
- Physical Requirements: Sedentary Work
- No Advanced Degree Required
Career Level
7PL
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