Hiring difference makers.

Sr. Compliance Associate- Insurance

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Legal, Compliance, & Risk
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TIAA
Thanks for your interest in the Sr. Compliance Associate- Insurance position. Unfortunately this position has been closed but you can search our 264 open jobs by clicking here.

QUALIFICATIONS:

Required Qualifications:
  • Bachelor’s degree
  • 5+ years of insurance experience within financial services
Preferred Qualifications:
  • Legal or audit experience
  • Internal audit, compliance testing, monitoring, surveillance or quality assurance experience is highly
  • Experience with governance/management reporting
  • Experience at a financial institution with significant subject-matter expertise (product development, sales practices, and operations) or experience as a regulator focused on insurance matters.
  • Strong knowledge of state insurance and FINRA regulations applicable to the marketing and sale of insurance products and the supporting operations
  • FINRA/SEC/Broker-dealer experience
  • Strong interpersonal, leadership and relationship skills
  • Ability to participate and/or manage special projects
  • Excellent quantitative, analytical and problem solving skills
  • Strong written, oral communication and presentation skills
  • Flexibility to adapt to changing priorities to meet business needs
  • Demonstrated ability to work independently and with team members at all levels

Equal Employment Opportunity is not just the law, it’s our commitment. Read more about the Equal Employment Opportunity Law

 

If you need assistance applying due to being visually or hearing impaired, please email Careers Help.
 
We are an Equal Opportunity/Affirmative Action Employer. We will consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.

 

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