Hiring difference makers

Sr Compliance Associate-ENT Charlotte

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Human Resources
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TIAA
Thanks for your interest in the Sr Compliance Associate-ENT Charlotte position. Unfortunately this position has been closed but you can search our 167 open jobs by clicking here.
  • Develops and maintains AML compliance monitoring metrics and analytics reporting.
  • Assists in analytical support related to monitoring and detection changes.
  • Assists in the administration of all BSA/AML monitoring systems, including change control, parameter settings, testing and data validation.
  • Coordinates system and report implementations and changes with IT business partners.
  • Supports AML compliance, AML governance, the Financial Intelligence Unit (FIU), and Client Intelligence Unit (CIU) teams’ analytics and business process needs.
  • Assists in system testing and data validation, ensuring complete records and work papers are maintained to document the rationale for parameter settings, the validity of the data sets, and change control documentation.
  • Tests and document system upgrades, patches and other implementations.
  • Administers AML compliance systems access, ensuring enterprise access control policies and guidelines are met.
  • Support regulatory and audit reviews
Requirements
  • Bachelor’s degree or 2 years of Anti-Money Laundering / Bank Secrecy Act (AML/ BSA) or related analytical experience, required.
  • Knowledge of regulations as applied to BSA/AML, OFAC, required
  • Previous experience working with AML software vendors (Actimize, Mantas, SAS), preferred.
  • 1-2 years experience with databases and querying techniques (SQL) and/or business intelligence report software, required
  • Experience performing computational analysis against large data sets (structured and unstructed), preferred
  • Experience with defining and documenting business requirements, required
  • Experience in AML detection investigations or completion of specialized AML/ BSA-related seminars/ training courses, preferred
  • Understanding and familiarity with AML/ BSA compliance software. (Actimize, MANTAS, SAS), preferred
  • Proficient in the Microsoft Office suite (Word, Excel, PowerPoint), required

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